Continuing education credits

Earn top credentials as a compliance professional.

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CE credits at the 2023 COMPLYConnect Conference (as of 10/30/2023)

Maximum recommended credit hours for the COMPLYConnect Conference & Expo (formerly known as the NRS Fall Compliance Conference) will include CLE, IACCP, CPE and CFP credits.


Pre-Conference Workshop I: Women in Compliance Roundtable: Identifying and Improving Crucial Skill Sets
Maximum Credit Hours
CA MCLE = 2.0 (based on a 60-minute hour)
IACCP = 2.0 general (based on a 50-minute hour)
CPE = 2.0 in the Regulatory Ethics field of study (based on a 50-minute hour)


Pre-Conference Workshop II: Mastering the Fundamentals: A Practical Introduction for Those New to Investment Adviser Compliance
Maximum Credit Hours
CA MCLE = 2.0 (based on a 60-minute hour)
IACCP = 2.0 general (based on a 50-minute hour)
CPE = 2.0 in the Regulatory Ethics field of study (based on a 50-minute hour)


Main Conference
Maximum CE Credit Hours possible
CA MCLE = 14.5 (based on a 60-minute hour)
CFP = 8.5 (based on a 50-minute hour)
IACCP = 15.5 general, 2.0 ethics (based on a 50-minute hour)
CPE = 17.5 in the Regulatory Ethics field of study (based on a 50-minute hour)


NOTE: These sessions do NOT qualify for CE credit:
Technology Demonstrations
Opening Remarks
Conference Wrap-up

Continuing education credits

COMPLYConnect™ conferences are designed to meet criteria for continuing education credits for compliance professionals, CPAs/accountants, attorneys and other professionals.

NRS is an approved provider of continuing education programs for the NRS Investment Adviser Certified Compliance Professionals® (IACCP®).

NRS is listed on the National Association of State Boards of Accountancy (NASBA) Registry as an Approved Provider of CPE credits for accountants, and as a CE Quality Partner and sponsor of CFP continuing education credits with the Certified Financial Planner Board of Standards. The State Bar of California recognizes NRS as an approved provider of MCLE credits for attorneys.

Many conferences may qualify for Firm Element Continuing Education Credit. Please check your firm’s guidelines or contact continuinged@nrs-inc.com.


NASBA Registry

National Regulatory Services (NRS) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State Boards of Accountancy have the final authority on the acceptance of individual course for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.